Warning List - Ontario Securities Commission

June 25, 2019 TRSystem Limited also operating as CFDS100 and doing business as www.cfds100.com and CCLR ... November 1, 2016 Service Global 52 Ltd operating as www.b4binary.com. × ... February 22, 2010 Orion Advisory Services.

November 1, 2016 Service Global 52 Ltd operating as www ...

14 Sep 2009 ... AdvantEdge International Inc. Yes/Oui ... Advantex Marketing International Inc. Yes/Oui ... BlackRock - IG Active Allocation Pool III. --. --. --. --.

HAMPTON SECURITIES LIMITED. Investment Dealer. > 2890. HANBURY MANAGEMENT LTD. Exempt Market Dealer. > 16320. HANOVER PRIVATE CLIENT ...

10 Jan 2020 ... FINACOM PLC LTD. Registered Address: Room 1005, 10/F, Tai Yau Building, 181 Johnston Road, Wan Chai, Hong Kong ...

6 Mar 2014 ... Relief from the obligation to pay registrant participation fees required under section 3.1 of OSC Rule 13-502 Fees and from the related ...

31 May 2018 ... 78, 2018-05-28, Harbour Equity JV Development Fund IV, 2018-05-01 ... 170, 2018-05-24, Inflexion Partnership Capital Fund II (No.2) Limited ... 1211, 2018-04-11, Landmark Infrastructure Partners LP, 2018-04-02 ... 4602, 2018-01-26, Perennial Fixed Income Portfolio, 2017-01-01, 26,200.00, 13.

3 Jan 2019 ... WHEREAS LME Clear Limited (LMEC) has filed an application ... financial integrity, regulated status of an applicant, and the ability of the ...

21 Jun 2019 ... I.G. INVESTMENT MANAGEMENT, LTD. (referred to as "IGIM" and collectively with. IG Mackenzie Global Inflation-Linked Pool referred to as the ...

Investment Dealers Association (IDA) - Rule Review. 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002. 2009 ...

28 Sep 2017 ... GUARDIAN CAPITAL LP ... Clearing Corporation means any clearing organization registered ... Guardian Fundamental Global Equity Fund

AHEAD WEALTH SOLUTIONS AG, AHL PARTNERS LLP, AIM PARTNERS FUND GP INC. ... FRANKLIN TEMPLETON SOCIAL INFRASTRUCTURE GP, S.A R.L., FRED ... HGPE GSF II GENERAL PARTNER LP, HIBIKI PATH ADVISORS PTE.

6 Dec 2018 ... (c) exempting ONE JIB and ONE Investment from the OSA adviser ... including but not limited to securities of the Investment Pools, offered or to be offered ... OSA investment fund manager registration requirement means the ...

6 Jun 2013 ... C.T.C. DEALER HOLDINGS LIMITED (the Filer) DECISION. Background. The principal regulator in the Jurisdiction has received an application ...

2 Jun 2014 ... RE: TSX INC. ... a discount brokerage firm; and (iii) is an JIROC-regulated investment ... Our objective is to find solutions that are relevant.

And in the Matter of Pacific Coast Coin Exchange of Canada Limited (Plaintiff) ... And in the Matter of Monex International Ltd., Carrying on Business Under the ...

11 Jun 2004 ... My decision is to deny the Mr. Huckerby's application for registration as a ... Investors Syndicate Inc., then with Real Securities of Canada Ltd. (Real). ... officer and director of a mutual fund dealer, Tillcan Financial Corporation.

... http://www.market-technologies.com; http://www.quanticaffiliates.com; http://www.quantic-am.com; www.afxgroup.com. 12. Alfa Capital Holdings (Cyprus) Ltd ...

This list of Financing Companies, with Certificate of Authority (CA), subject to amendment/updates. In searching for the name of certain Financing Company, ...

ICB Capital Management Ltd. BDBL Bhaban(Level-16) 8 Rajuk Avenue Dhaka-1000, Tel. 9585691, 9585692 Web: www.icbcml.com.bd ...

The list of green and environmental, social and governance (ESG) funds ... Amundi HK - Green Planet Fund (AMW928), Amundi Hong Kong Limited, 08/03/2006.

1, ICB Capital Management Ltd. BDBL Bhaban(Level-16). 8 Rajuk Avenue. Dhaka-1000. Tel. 9585691, 9585692. 25 May, 2017. 2, Agrani Bank Ltd. Head Office ...

Pacific Bay Minerals Ltd. [Revocation Order] · Hearings ... Anderson, Carl Glenn, Unpaid ... Czinege, John, Unpaid ... Canada Pacific Consulting Inc. Unpaid.

Chang Sha Quantum Enterprise Management Consulting Co., Ltd. Unlicensed entities ... Tauro Capital Market Limited/ Tauro Pro Trade, Unlicensed entities ...

Dark pools are marketplaces that do not make orders to trade securities visible to market participants. Dark orders are orders to trade securities that have limited ...

29 Oct 2019 ... Classytrade Limited initially disputed that the service needed to be registered with CQC but, in June 2018, registration inspectors visited the ...

Interfin Securities (Pvt) Ltd AND Securities Commission of Zimbabwe. MISC8/12. The two cases are on all fours with the Remo Investments Brokers and others, ...

30 Jul 2018 ... The fact that a company is on FINMA's warning list does not ... CPT Trading Technologies Limited, Not entered in commercial register, 12.07.2018 ... Hadfield Resources SA, Not entered in commercial register, 22.11.2013.

Regulated markets. Benchmarks · Central securities depositories · Commodity markets. Market abuse. How to report suspected market abuse as a firm or trading ...

New licence term options are now available when applying for and renewing licences or authorizations. Licensees are now able to select a two or four year term ...

This includes but is not limited to enforcing treaties and Aboriginal land titles, and the ... “The Anishnaabeg belief is that the souls of their departed ancestors are ...

However, an investment company is limited in the amount of illiquid assets it may purchase. To the extent that ... CPIA England 2009 Limited Partnership.

22 Jul 2010 ... ... wife and daughter, Susan and Sloane Brown; Infinity Farms, Ltd., which received investor funds through a bank account controlled by Brown, ...

This is the initial public offering of common stock of Kinsale Capital Group, Inc. We ... NexPhase Capital, LP (“NexPhase Capital”) is a sector-focused independent ... claims development patterns by line of business and by “claims made” versus ...

ASP ASP · DIGITAL SIGNATURE/SUBMISSION DIGITAL SIGNATURE/SUBMISSION · RISK BASED SUPERVISION FRAMEWORK RISK BASED SUPERVISION ...

31 Aug 2012 ... Beijing Junzhichuang Securities Investment Consultants Co., Ltd. 8 ... Beijing Integrity Financial Consulting Ltd. 10. TX Investment Consulting Co., Ltd. ... Co., Ltd.) Hunan. 76. Hunan Jinzheng Investment Consulting Co., Ltd.

General: [email protected]; Information Technology Department: [email protected]; Supervision Department: [email protected] ...

Alfa Capital Holdings (Cyprus) Ltd. Licence Number: ... Crowd Tech Ltd. Licence Number: ... CySEC Registration Number: 344224 (Reg. Date: ). Telephone: ...

AML - CFT · MARKET SURVEILLANCE & INVESTIGATIONS · LEGAL · ADMINISTRATION & PERSONNEL · INFORMATION TECHNOLOGY & OPERATIONS.

Series D 6.60% Preference Shares, Par Value $1.00 per share. New York ... mean RenaissanceRe Holdings Ltd. and its subsidiaries, which principally include ...

13 Jan 2020 ... Interim data from cohorts of KPL-716 Phase 2 trial in diseases ... Phase 2 Data in Limited Cohorts) 1H 2020 Rilonacept – Phase 3 (IL-1α and ...

29 Mar 2019 ... L1R General Partner S.à r.l. is 100% owned by, and more than 99% of the ... that controls Letterone Investment Holdings S.A. The board of ...

REGULATED ENTITIES INVESTMENT FIRMS INVESTMENT FIRMS (CYPRIOT) K-DNA Financial Services Ltd. K-DNA Financial Services Ltd ...

Acadian Core International Equity Fund, No, No ... Equity Value Fund, No, No. American Hotel Income Properties REIT LP, No, No ... Crestar Energy Inc. No, No.

E-Mail: [email protected] Other Information: Manager of: 1. IC Realty A1 AIF Umbrella Fund VCIC Ltd License Date: 04/06/2018 Licence Number: AIF42/2014 ...

11 Nov 2013 ... Managed Investments Ltd No 4 [2013] QSC 15, cited. Australian Securities ... McMahon v Gould (1982) 7 ACLR 202, applied. R v McDonnell ... (k) any financial support that MFS Administration Pty Ltd may have provided to ...

Chrysorroiatissis 11, 3032 Limassol. Licence Number: 336/17. Licence Date: 11/09/2017. Company Registration Number: 351239 (Registration Date: ).

Director - Enforcement Division. Douglas Muir. The Enforcement division protects the investing public and market integrity through the investigation of securities ...

Invictus Securities Zimbabwe (Private) Limited. Address: 33 Victoria Drive Newlands: Harare: Zimbabwe; Email: [email protected]; Mobile: ...

1, Chrysanthou Mylona and Griva Digeni Street, Panayides Building, 3030 Limassol. Licence Number: 262/14 (Voluntary Renunciation) (Voluntary Renunciation).